In the genres of science fiction and fantasy it seems as if
there should be an infinite number of ways to show the story’s point-of-view.
After all, your main character can be a deity from the Norse pantheon (American Gods), a
human/starship hybrid (Ancillary Justice), or whatever this thing is:
(Sorry,
Cassandra.)
But in actuality, there’s only a handful of framing devices that
the author can use to convey the point of view of the characters and tell the story.
3rd Person Limited. “Betsy walked into the room
and saw Fred. If only he knew how he'd broken her heart.”
3rd Person Omniscient. “Betsy walked into the
room and saw Fred, reminding her of his broken promises. He smiled, lips drawn tight, unable to reveal to her his secret identity as the city's caped protector. Neither one of them knew that there was a time-bomb taped
beneath the table.”
(Note that in my examples, the 1st and 2nd POV examples are written as "Present Tense," while both 3rd Person pov's are "Past Tense," although for the purposes of this blog post, they could have been written either way.)
There is one more flavor of 3rd Person point-of-view that I’ll bring
up here, “3rd Person Objective.” This is a viewpoint that asks for “Just the
facts, m’am.” It functions like 3rd Omniscient, but does not let the
reader in the on the character’s thoughts and feelings. It’s pretty rare today,
but I’ll circle back around to it in a minute, so keep it in mind.
With only five choices, is there one POV that’s the best?
Well, of course you should use the one that best suits the
purpose of the story. All of these approaches have advantages and disadvantages
(which is a discussion for a whole ‘nother post.) However, there is one among
them that has become the 800-lb gorilla that rules genre fiction: 3rd
Person Limited. It is inarguably THE most-used literary POV for modern genre
fiction, and a mastery of 3rd Limited is absolutely essential to new
writers.
However, does that mean it is “the best” or “only” choice a
new writer should make? Has 3rd Limited always been so prevalent, or
was this gorilla once just a chimp? After all, I read a lot of 3rd Limited
now, but my bookshelf is loaded with titles where Omniscience rules the day.
Thinking about this issue, I began to form a sneaking suspicion that 3rd
Limited rode the late 90’s wave of Young Adult novels that was ushered in by
Harry Potter. But, was that true or was it just another opinion, maybe one
misinformed by nostalgia? Aware of what I knew, and what I didn’t know, I set out
to find out the truth.
Step one was to compile a list of works by different authors
from different time-periods, sticking to the genres of science fiction and
fantasy, and only choosing highly-regarded novels. No cherry-picking titles, so
as much as I enjoy me some old-timey Alan Dean Foster (famous for his novelizations of Alien and other movies) or H. Beam Piper (The "Little Fuzzy" series), they
weren’t getting on the list.
Instead, I turned to a pretty reputable source: NPR. (Full
disclosure: I am an NPR listener and contributor, so my opinion of other NPR
listeners may be biased.) NPR gave me my first big data-sample: a 2011 poll
that asked listeners to cite the 100 best science fiction and fantasy novels of
all time, which you can find
here.
To this base I added other classics and other
outstanding SF & F titles from online study website
Shmoop.com. All this information was
gathered together on one spreadsheet.
A disclaimer is probably needed here: I did not study nor do
I claim to know all of these titles in-depth. In many cases, I simply previewed the
first chapter, scanning it to see what literary POV was employed. (This method
was suggested to me by the agent of one of authors, advice that was both helpful and not at
the same time. Regardless, I will not be sending this agent any further queries.) For some of these
books it is entirely possible that the POV changed later on in the novel. Any
additions, corrections, etc. would be appreciated. Buyer beware.
With that said, here’s the raw data, and afterwards, what I
learned from it.
Title |
Author |
Year |
POV |
NPR Reader
Ranking |
Notes |
Gulliver's Travels |
Jonathan
Swift |
1726 |
1st
Person |
Gulliver
is the central narrator |
|
Grimm's Fairytales |
Jacob
and Wilhelm Grimm |
1800 |
3rd
Omni |
A
few 1st Person |
|
Frankenstein |
Mary
Shelley |
1818 |
Mixed |
20 |
1st
and 3rd, told from multiple viewpoints. |
Andersen's Fairy Tales |
Hans
Christian Andersen |
1837 |
varies |
|
1st,
2nd, 3rd Omni, and 3rd Limited |
A Journey To The Center Of The Earth |
Jules
Verne |
1864 |
1st
Person |
72 |
|
Alice's Adventures in Wonderland |
Lewis
Carroll |
1865 |
3rd
Limited |
|
|
20,000 Leagues Under The Sea |
Jules
Verne |
1870 |
1st
Person |
37 |
|
The Strange Case of Dr. Jekyll and Mr. Hyde |
Robert
Lewis Stevenson |
1886 |
3rd
Limited |
One
main pov, with four supplemental |
|
The Adventures of Sherlock Holmes |
Sir
Arthur conan Doyle |
1891 |
1st
Person |
|
Peripheral
Narrator |
The Time Machine |
H.G.
Wells |
1895 |
1st
Person |
36 |
|
The Island of Dr. Moreau |
HG
Wells |
1896 |
1st
Person |
Central
narrator |
|
Dracula |
Bram
Stoker |
1897 |
1st
Person |
|
Epistolary |
The War Of The Worlds |
H.G.
Wells |
1897 |
1st
Person |
39 |
|
The Invisible Man |
HG
Wells |
1897 |
3rd
Objective |
varies |
|
The Wonderful Wizard of Oz |
L
Frank Baum |
1900 |
3rd
Omni |
|
|
Cat's Cradle |
Kurt
Vonnegut |
1922 |
1st
Person |
28 |
|
Brave New World |
Aldous
Huxley |
1932 |
3rd
Omni |
9 |
|
The Conan The Barbarian Series |
R.E.
Howard |
1932 |
3rd
Omni |
68 |
|
The Space Trilogy |
C.S.
Lewis |
1938 |
3rd
Limited |
100 |
|
Animal Farm |
George
Orwell |
1945 |
3rd
Omni |
13 |
|
1984 |
George
Orwell |
1949 |
3rd
Limited |
6 |
|
The Lion, the Witch and the Wardrobe |
CS
Lewis |
1950 |
3rd
Omni |
|
|
I, Robot |
Isaac
Asimov |
1950 |
3rd
Omni |
16 |
With
1st-Person Frame |
The Martian Chronicles |
Ray
Bradbury |
1950 |
3rd
Omni |
27 |
|
The Martian Chronicles |
Ray
Bradbury |
1950 |
varies |
3rd
Omni and 3rd Limited |
|
The Foundation Trilogy |
Isaac
Asimov |
1951 |
3rd
Omni |
8 |
|
The Illustrated Man |
Ray
Bradbury |
1951 |
3rd
Omni |
91 |
|
Fahrenheit 451 |
Ray
Bradbury |
1953 |
3rd
Limited |
7 |
|
Childhood's End |
Arthur
C. Clarke |
1953 |
3rd
Omni |
49 |
|
The Caves Of Steel |
Isaac
Asimov |
1953 |
3rd
Omni |
94 |
|
More Than Human |
Ted
Sturgeon |
1953 |
varies |
1st
Person Central Narrator with 3rd Person Limited and Third Person Objective |
|
I Am Legend |
Richard
Matheson |
1954 |
3rd
Limited |
65 |
|
The Chronicles of Narnia |
C.S.
Lewis |
1954 |
3rd
Omni |
|
|
The Lord of the Rings |
J.R.R.
Tolkien |
1954 |
3rd
Omni |
1 |
|
The Once And Future King |
T.H.
White |
1958 |
3rd
Omni |
47 |
|
Starship Troopers |
Robert
Heinlein |
1959 |
1st
Person |
31 |
|
Flowers For Algernon |
Daniel
Keys |
1959 |
3rd
Omni |
38 |
|
A Canticle For Leibowitz |
Walter
M. Miller |
1959 |
3rd
Omni |
35 |
|
The Elric Saga |
Michael
Moorcock |
1961 |
3rd
Omni |
90 |
|
The Phantom Tollbooth |
Norton
Juster |
1961 |
3rd
Omni |
|
|
Stranger In A Strange Land |
Robert
Heinlein |
1961 |
3rd
Omni |
17 |
|
Harrison Bergeron |
Kurt
Vonnegut |
1961 |
|
|
|
A Clockwork Orange |
Anthony
Burgess |
1962 |
1st
Person |
30 |
|
The Man in the High Castle |
Phillip
K Dick |
1962 |
3rd
Limited |
Rotating
POV's |
|
Something Wicked This Way Comes |
Ray
Bradbury |
1962 |
3rd
Limited |
79 |
|
A Wrinkle in Time |
Madeline
L'Engle |
1963 |
3rd
Limited |
|
|
Charlie and the Chocolate Factory |
Roald
Dahl |
1964 |
Varies |
3rd
(Limited Omni), 2nd, and a bit of 1st |
|
The Dune Chronicles |
Frank
Herbert |
1965 |
3rd
Omni |
4 |
|
The Moon Is A Harsh Mistress |
Robert
Heinlein |
1966 |
1st
Person |
34 |
|
The Chronicles Of Amber |
Roger
Zelazny |
1967 |
1st
Person |
40 |
|
Do Androids Dream Of Electric Sheep? |
Philip
K. Dick |
1968 |
3rd
Limited |
21 |
Close
to stream of consciousness |
Dragonflight |
Anne
McCaffrey |
1968 |
3rd
Omni |
33 |
|
2001: A Space Odyssey |
Arthur
C. Clarke |
1968 |
3rd
Omni |
24 |
|
The Last Unicorn |
Peter
S. Beagle |
1968 |
3rd
Omni |
55 |
Hero
and wizard seem to be aware that they're in a fairytale. |
Slaughterhouse-Five |
Kurt
Vonnegut |
1969 |
1st
Person |
19 |
Blurs
the lines between narrator and main character |
The Left Hand Of Darkness |
Ursula
K. LeGuin |
1969 |
1st
Person |
45 |
Mostyl,
with some chapters experimenting with different POV's |
The Crystal Cave |
Mary
Stewart |
1970 |
1st
Person |
84 |
with
quirks |
Ringworld |
Larry
Niven |
1970 |
3rd
Limited |
44 |
|
The Lathe of Heaven |
Ursula
K. LeGuin |
1971 |
3rd
Omni |
|
|
Mrs Frisby and the Rats of NIMH |
Robert
C. O'Brien |
1971 |
varies |
Mostly
1st Person with some 3rd Limited |
|
Watership Down |
Richard
Adams |
1972 |
3rd
Omni |
32 |
|
Rendezvous With Rama |
Arthur
C. Clarke |
1973 |
3rd
Omni |
76 |
? |
The Dark is Rising |
Susan
Cooper |
1973 |
3rd
Omni |
|
|
The Princess Bride |
William
Goldman |
1973 |
3rd
Omni |
11 |
Told
from the storyteller's POV |
The Forever War |
Joe
Haldeman |
1974 |
1st
Person |
56 |
|
The Mote In God's Eye |
Larry
Niven & Jerry Pournelle |
1974 |
3rd
Omni |
61 |
|
The Dispossessed |
Ursula
K. LeGuin |
1974 |
3rd
Omni |
78 |
|
The Female Man |
Joanna
Russ |
1975 |
mixed |
1st
Person Peripheral narrator, plus 3rd person omniscient |
|
The Xanth Series |
Piers
Anthony |
1977 |
3rd
Limited |
99 |
|
The Chronicles Of Thomas Covenant, The Unbeliever |
Stephen
R. Donaldson |
1977 |
3rd
Limited |
58 |
|
The Silmarillion |
J.R.R.
Tolkien |
1977 |
3rd
Omni |
46 |
|
Lucifer's Hammer |
Larry
Niven & Jerry Pournelle |
1977 |
3rd
Omni |
96 |
|
The Shannara Trilogy |
Terry
Brooks |
1977 |
3rd
Omni |
67 |
|
The Stand |
Stephen
King |
1978 |
3rd
Limited |
25 |
Multiple
POV characters. |
The Hitchhiker's Guide To The Galaxy |
Douglas
Adams |
1979 |
3rd
Omni |
2 |
|
The Riftwar Saga |
Raymond
E. Feist |
1982 |
3rd
Limited |
66 |
|
The BFG |
Roald
Dahl |
1982 |
3rd
Limited |
|
|
The Belgariad |
David
Eddings |
1982 |
Loose
3rd Limited |
41 |
|
Neuromancer |
William
Gibson |
1984 |
3rd
Limited |
14 |
|
Snow Crash |
Neal
Stephenson |
1984 |
3rd
Omni |
26 |
Strong
central narrator |
The Handmaid's Tale |
Margaret
Atwood |
1985 |
1st
Person |
22 |
|
Contact |
Carl
Sagan |
1985 |
3rd
Limited |
50 |
w/3rd
Omnii framing |
Ender's Game |
Orson
Scott Card |
1985 |
3rd
Limited |
3 |
|
Watchmen |
Alan
Moore |
1986 |
Graphic
Novel |
15 |
3rd
Omniiscient with bits of 1st and 3rd Limiteded |
The Culture Series |
Iain
M. Banks |
1987 |
3rd
Limited |
83 |
|
The Vorkosigan Saga |
Lois
McMaster Bujold |
1987 |
3rd
Limited |
59 |
|
The Legend Of Drizzt Series |
R.A.
Salvatore |
1988 |
1st
Person |
73 |
|
The Hyperion Cantos |
Dan
Simmons |
1989 |
3rd
Limited |
51 |
|
The Wheel Of Time Series |
Robert
Jordan |
1990 |
3rd
Limited |
12 |
|
The Outlander Series |
Diana
Gabaldan |
1991 |
1st
Person |
89 |
|
The Thrawn Trilogy |
Timothy
Zahn |
1991 |
3rd
Limited |
88 |
Multiple
POV characters. |
The Sandman Series |
Neil
Gaiman |
1991 |
Graphic
Novel |
29 |
|
Doomsday Book |
Connie
Willis |
1992 |
3rd
Objective |
97 |
|
Small Gods |
Terry
Pratchett |
1992 |
3rd
Omni |
57 |
|
A Fire Upon The Deep |
Vernor
Vinge |
1992 |
3rd
Omni |
93 |
|
The Mars Trilogy |
Kim
Stanley Robinson |
1993 |
3rd
Limited |
95 |
|
The Mists Of Avalon |
Marion
Zimmer Bradley |
1993 |
3rd
Limited |
42 |
|
The Book Of The New Sun |
Gene
Wolfe |
1994 |
1st
Person |
87 |
The
narrator remembers everything and the story is his past. |
The Sword Of Truth |
Terry
Goodkind |
1994 |
3rd
Limited |
62 |
Multiple
POV characters. |
The Dark Tower Series |
Stephen
King |
1994 |
3rd
Omni |
23 |
|
The Farseer Trilogy |
Robin
Hobb |
1995 |
1st
Person |
69 |
|
Wicked |
Gregory
Maguire |
1995 |
3rd
Limited |
80 |
|
The Diamond Age |
Neil
Stephenson |
1995 |
3rd
Omni |
75 |
|
A Song Of Ice And Fire Series |
George
R. R. Martin |
1996 |
3rd
Limited |
5 |
|
Neverwhere |
Neil
Gaiman |
1996 |
3rd
Omni |
48 |
|
Harry Potter Series |
J.K.
Rowling |
1997 |
3rd
Limited |
|
|
Cryptonomicon |
Neal
Stephenson |
1999 |
3rd
Omni |
53 |
Strong
central narrator |
Stardust |
Neil
Gaiman |
1999 |
3rd
Omni |
52 |
POV
bounces around a lot |
The Malazan Book Of The Fallen Series |
Steven
Erikson |
1999 |
|
81 |
|
Perdido Street Station |
China
Mieville |
2000 |
Loose
3rd Limited |
98 |
|
The Kushiel's Legacy Series |
Jacqueline
Carey |
2001 |
1st
Person |
77 |
|
The Eyre Affair |
Jasper
Fforde |
2001 |
1st
Person |
82 |
|
American Gods |
Neil
Gaiman |
2001 |
3rd
Objective |
10 |
3rd
person objective narrator |
Artemis Fowl |
Eoin
Colfer |
2001 |
Tricky |
|
2nd
and 3rd Person Omni |
Feed |
M
T Anderson |
2002 |
1st
Person |
Unreliable
narrator |
|
The Time Traveler's Wife |
Audrey
Niffenegger |
2003 |
1st
Person |
70 |
From
the POV of two characters |
The City of Ember |
Jeanne
Du Prau |
2003 |
3rd
Limited |
2
main characters |
|
The Wee Free Men |
Terry
Pratchett |
2003 |
3rd
Limited |
|
Discworld
Novel |
Sunshine |
Robin
McKinley |
2003 |
|
92 |
|
Inkheart |
Cornelia
Funke |
2004 |
3rd
Limited |
Mostly
the main character, with other POV's sprinkled in |
|
The Codex Alera Series |
Jim
Butcher |
2004 |
3rd
Limited |
86 |
|
Jonathan Strange & Mr Norrell |
Susanna
Clarke |
2004 |
3rd
Omni |
64 |
|
Going Postal |
Terry
Pratchett |
2004 |
3rd
Omni |
60 |
|
Old Man's War |
John
Scalzi |
2005 |
1st
Person |
74 |
|
The Book Thief |
Markus
Zusak |
2005 |
1st
Person |
Limited
(Death) |
|
The Uglies |
Scott
Westerfeld |
2005 |
|
|
|
World War Z |
Max
Brooks |
2006 |
1st
Person |
54 |
but
told through an interviewer (1st Peripheral) |
Fablehaven |
Brandon
Mull |
2006 |
3rd
Limited |
Split
between two siblings |
|
The Mistborn Series |
Brandon
Sanderson |
2006 |
3rd
Limited |
43 |
1st
Person bumpers |
The Road |
Cormac
McCarthy |
2006 |
3rd
Limited |
63 |
|
The Kingkiller Chronicles |
Patrick
Rothfuss |
2007 |
3rd
Objective |
18 |
|
Anathem |
Neal
Stephenson |
2008 |
1st
Person |
85 |
|
Leviathan |
Scott
Westerfeld |
2009 |
3rd
Limited |
between
two characters |
|
The Way Of Kings |
Brandon
Sanderson |
2010 |
3rd
Limited |
71 |
|
The Great Gatsby |
F.
Scott Fitzgerald |
|
1st
Person |
|
|
The Invention of Hugo Cabret |
Brian
Selznick |
|
3rd
Limited |
Narrator |
|
The Golden Compass |
Phillip
Pullman |
|
3rd
Omni |
|
|
Still here? Great.
Studying the chart reveals a number of
things. First of all, it looks pretty clear that different periods of time tended to feature certain types of POV. Therefor, we can roughly divide all of genre
fiction into the following eras:
- Pre-Victorian.
Prior to this time, authors employed a wide variety of styles.
- Victorian. First
Person viewpoints dominate.
- 1900-1985. 3rd
Person Omniscient is the POV most frequently used.
- 1985-Mid-90’s. 3rd
Person Limited dominates.
- Mid 90’s-to today.
Although 3rd Person Limited still holds the largest share, an
increasing number of novels have other viewpoints.
Going back to my original assumption about 90’s YA novels and how they might have shaped trends in POV,
I could see that I was both right and wrong. There was a great shift in
genre fiction as the vast majority of the market moved towards 3rd
Person Limited. However, the shift happened much earlier than I’d thought,
around 1985, well before the YA explosion. (Who or what might have sparked this
change is a question for smarter people than myself.)
So I was wrong about that, but compiling the titles reassured
me that my memories of titles that I read as a wee young lad in the 70’s and 80’s
were correct. Books that were published before 1985—both great works like Dune
and guilty pleasures like Alan Dean Foster—were all largely 3rd
Person Omniscient works.
And finally, while my research was cursory at best, it did
suggest something about the changing nature of the novel, something that
touched on ALL viewpoint schemes. As I reread chapter excerpts from “Pre-Shift”
novels it was clear that authors and readers simply didn’t place as much value
on identification with a main character, on seeing the story through their
eyes, feeling their emotions, etc. Where a “Post
Shift” novel might languish in pages of describing one character’s sensory impressions,
a Pre-Shift work would briskly want to hurry things along to keep the plot moving forward.
This brings me back (finally—see, I told you we’d circle
back) to 3rd Person Objective, the more journalistic, pared-down, non-mind-reading
version of 3rd Person. That viewpoint seemed to color all 3rd Person POV's, making a
Pre-Shift 3rd Limited a very different reading experience from a
Post-Shift 3rd Limited.
So that about sums up what I learned. I grew up reading
during science fiction’s great “New Wave” of the late 60's and early 70's when authors were pushing the
boundaries of what the genre could be and what stories we could be told. And, gauging
from the data, it looks like Novels and POV are continuing to change and evolve
as writers experiment with characters, explore different POV's, and forge new styles.
Maybe the possibilities in speculative fiction are endless, after all.